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Pre-Trade Compliance Technology: A Nice-To-Have Becomes Essential

Pre-Trade Compliance Technology: A Nice-To-Have Becomes Essential

Aite Group predicts adoption of pre-trade compliance strategies will increase over the next year as a result of regulatory requirements that are forcing firms to capture, evaluate, and analyze more trade data. Regulatory mandates are creating more opportu
By Eva Weber


In this report, Aite Group reviews key features and functionality of pre-trade compliance solutions. Barriers to adoption and key benefits that firms may realize are also discussed. In addition, the report provides detailed profiles of four prominent vendors with pre-trade compliance technologies: Charles River Development, Eze Castle Software, LatentZero, and ITG Solutions Network - Macgregor.

According to Eva Weber, an analyst at Aite Group and author of the report, "Firms are rapidly migrating toward pre-trade compliance solutions offered by buy-side vendors. The benefits of these solutions are very clear, and as more firms battle through the barriers to adoption, pre-trade compliance will emerge as an industry standard."

This is a 31-page Impact Report. Clients of Aite Group's Institutional Securities and Wealth Management services can download the report.