Vendors are expanding client service with cloud hosting, managed services, and third-party legal support.
Boston, October 14, 2015 – Vendors of compliance technology strive to stay abreast of regulatory changes to keep rule templates current and to support rule design and implementation. As client activity spans the globe and bumps up against multiple regulators within each country, this becomes a greater challenge for both vendor and client. In a market where cost and regulatory matters dominate, how do institutional asset managers approach system selection?
This report follows Aite Group’s trade and portfolio compliance overview and evaluates the features and capabilities of leading compliance technology vendors in global markets: Advent Software, AimPaaS, BlackRock Solutions, Bloomberg, Broadridge, Charles River Development, Cymba Technologies, Eze Software Group, Fidessa, Indata, ITG, Linedata, Misys, NeoXam, SimCorp, and State Street Global Exchange. It is based on May 2015 interviews with trade compliance technology providers, interactive demonstrations of platform capabilities, and interviews with buy-side firms.
This 46-page Impact Report contains three figures and 22 tables. Clients of Aite Group’s Institutional Securities & Investments service can download this report.