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Regulatory compliance

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April 16, 2013
7450
ICE and NYSE Euronext: An Endeavor Across Asset Classes
March 4, 2013
7000
The Broker View of Trade Verification: Waiting for the Buy-Side to Shoot
February 19, 2013
6998
Trade Allocation, Confirmation, and Affirmation: A Wild West Standoff
January 23, 2013
6992
Broker-to-Broker Matching: Plus Ça Change…
January 16, 2013
6991
Top 10 Trends in Institutional Securities & Investments, 2013
Sang Lee
December 18, 2012
6983
Organised Trading Facilities: Will Equities Cope Without Them?
November 28, 2012
6977
Sibos 2012: An Asian Lens on Global Developments
Enrico Camerinelli,
October 17, 2012
6958
Gauging Investor Perception: Nowhere to Hide
Sang Lee,
October 17, 2012
6959
CSD Regulation and T+2: Is Judgment Day for Settlement on Its Way?
September 4, 2012
6933
Legal Entity Data Services: A Vendor Beauty Parade
July 9, 2012
6914
Data Management: Big Fish, Little Fish, or in a Box?
May 16, 2012
6896
Legal Entity Data Management: A State of the Nation(s) Report
May 2, 2012
6893
Global FX Market 2012: Changing Market Dynamics
Sang Lee
March 15, 2012
6880
Legal Entity Identification: The Long and Winding Road Toward a Global Standard
February 9, 2012
6862
Trends in Canadian Securities Regulation: Coming to Terms With Change
January 19, 2012
6853
Top 10 Trends in Institutional Securities & Investments, 2012
Sang Lee, , ,
December 9, 2011
6845
The Growing Popularity of Commodity- and Currency-Based ETFs: In for the Long Haul?
November 29, 2011
6841
Managing Performance Measurement: Challenges, Structures, and Systems
October 20, 2011
6821
European Equities Clearing: The More You Clear, the More You Save
October 13, 2011
6817
Flash-Crash Lipstick: Implementing SEC Rule 15c3-5
September 20, 2011
6806
Fireside With Fund Managers: Priorities for 2012
June 14, 2011
6768
AML and Fraud: Don’t Order the Wedding Cake Yet
Gwenn Bézard, Julie Conroy, Judy Fishman
May 31, 2011
6762
Global Anti-Money Laundering Vendor Evaluation: A Reinvigorated Market
Julie Conroy
April 28, 2011
6749
Impact of the Dodd-Frank Act on OTC Derivatives: Challenges Reign
March 21, 2011
6735
Alternative Funds, Meet Dodd-Frank and the EU Directive
March 7, 2011
6730
2011 Capital Markets Technology Spending: Risk, Compliance, and Uncertainty Abound
February 28, 2011
6722
Buy-Side OMS Market Update 2011: Survival of the Fittest
Sang Lee
February 14, 2011
6717
Canadian Asset Managers: Ahead of the Curve
January 5, 2011
6707
Governance, Risk, and Compliance Platforms 2011: Accountability and Integrated Oversight
December 20, 2010
6705
Market Surveillance Technology: Too Little, Definitely Too Late
October 14, 2010
6675
Commoditizing Low Latency Trading: Managed Services Makes a Splash
September 30, 2010
6673
FinReg’s Impact on Retail Brokerage and Proprietary Trading
June 30, 2010
6649
Leading Portfolio Systems, European Edition
June 22, 2010
6646
OTCD: Clearing the Road for Progress
June 9, 2010
6643
Liquidity Risk Management: Heed Regulations or Go Bust
May 17, 2010
6635
Multi-Asset Portfolio Systems, Update 2010
February 22, 2010
6608
Nationally Recognized Statistical Ratings Organizations: Nothing Lasts Forever
January 27, 2010
6594
Smart Regulation: Is It Possible?
January 19, 2010
6590
Top 10 Trends in Capital Markets for 2010
January 11, 2010
6588
2010 Capital Markets Technology Spending: Tight Budgets, High Expectations
November 11, 2009
6573
Pricing and Valuation Services: The Search for Transparency
November 9, 2009
6572
Chasing Compliance: Things That Go Bump in the Night
October 7, 2009
6562
The State and Outlook of the Credit Default Market: Changed but Unbowed
September 14, 2009
6554
Asset Management Business and Technology Priorities: Survey 2009
August 10, 2009
6546
BPO Bounces Back: Investment Operations Outsourcing With U.S. Global Custodians
March 30, 2009
6506
Regulatory Update: Listed and Over-the-Counter Derivatives
January 28, 2009
6487
RISK Is Not Just a Four-Letter Word: Buy-Side Multi-Asset Class Risk Analytics
January 26, 2009
6486
Integrated Portfolio Suites: Core Infrastructure for Asset Managers
January 12, 2009
6480
2009 Capital Markets IT Spending Outlook: Doing More With Less
January 8, 2009
6478
Top 10 Securities and Investments Trends for 2009

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