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Regulatory compliance

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January 23, 2014
8381
Reconciliation Technology in 2014: Check Yourself Before You Rec Yourself
January 15, 2014
8361
Top 10 Trends in Institutional Securities & Investments, 2014: A New Hope
Sang Lee
January 8, 2014
8332
U.S. SEFs: Finally Live, but Bumpy Ride Ahead
December 19, 2013
8304
FX Transaction Cost Analysis: The Buy-Side Weighs In
December 18, 2013
8293
Integrated Portfolio System Suites With OMS: Stand by Me
October 1, 2013
7964
Seven, Eleven, and Now Twelve: How Many U.S. Equity Options Exchanges Are Enough?
September 19, 2013
7960
Swap Data Repositories Reporting: A Standards Face-Off?
August 21, 2013
7486
U.S. Commercial Credit: One Door Closes, Another Opens
August 15, 2013
7485
Wedding Divorced Data Sets: Data Maturity and Governance for Institutional and Retail Asset Managers
July 31, 2013
7479
The Trade Surveillance Compliance Market and the Battle for Automation
Sang Lee,
July 17, 2013
7475
Weather Forecast for the U.S. Equities Options Industry: Cloudy With a Chance of Showers
July 1, 2013
7469
Right Time, Right Content: Business Drivers for Smarter Investment Data Management
June 6, 2013
7462
Global FX Market Update 2013: Increased Market Transparency, More Competition
Sang Lee, ,
May 23, 2013
7459
Form PF: Now What?
April 16, 2013
7450
ICE and NYSE Euronext: An Endeavor Across Asset Classes
March 4, 2013
7000
The Broker View of Trade Verification: Waiting for the Buy-Side to Shoot
February 19, 2013
6998
Trade Allocation, Confirmation, and Affirmation: A Wild West Standoff
January 23, 2013
6992
Broker-to-Broker Matching: Plus Ça Change…
January 16, 2013
6991
Top 10 Trends in Institutional Securities & Investments, 2013
Sang Lee
December 18, 2012
6983
Organised Trading Facilities: Will Equities Cope Without Them?
November 28, 2012
6977
Sibos 2012: An Asian Lens on Global Developments
Enrico Camerinelli,
October 17, 2012
6958
Gauging Investor Perception: Nowhere to Hide
Sang Lee,
October 17, 2012
6959
CSD Regulation and T+2: Is Judgment Day for Settlement on Its Way?
September 4, 2012
6933
Legal Entity Data Services: A Vendor Beauty Parade
July 9, 2012
6914
Data Management: Big Fish, Little Fish, or in a Box?
May 16, 2012
6896
Legal Entity Data Management: A State of the Nation(s) Report
May 2, 2012
6893
Global FX Market 2012: Changing Market Dynamics
Sang Lee
March 15, 2012
6880
Legal Entity Identification: The Long and Winding Road Toward a Global Standard
February 9, 2012
6862
Trends in Canadian Securities Regulation: Coming to Terms With Change
January 19, 2012
6853
Top 10 Trends in Institutional Securities & Investments, 2012
Sang Lee, , ,
December 9, 2011
6845
The Growing Popularity of Commodity- and Currency-Based ETFs: In for the Long Haul?
November 29, 2011
6841
Managing Performance Measurement: Challenges, Structures, and Systems
October 20, 2011
6821
European Equities Clearing: The More You Clear, the More You Save
October 13, 2011
6817
Flash-Crash Lipstick: Implementing SEC Rule 15c3-5
September 20, 2011
6806
Fireside With Fund Managers: Priorities for 2012
June 14, 2011
6768
AML and Fraud: Don’t Order the Wedding Cake Yet
Gwenn Bézard, Julie Conroy, Judy Fishman
May 31, 2011
6762
Global Anti-Money Laundering Vendor Evaluation: A Reinvigorated Market
Julie Conroy
April 28, 2011
6749
Impact of the Dodd-Frank Act on OTC Derivatives: Challenges Reign
March 21, 2011
6735
Alternative Funds, Meet Dodd-Frank and the EU Directive
March 7, 2011
6730
2011 Capital Markets Technology Spending: Risk, Compliance, and Uncertainty Abound
February 28, 2011
6722
Buy-Side OMS Market Update 2011: Survival of the Fittest
Sang Lee
February 14, 2011
6717
Canadian Asset Managers: Ahead of the Curve
January 5, 2011
6707
Governance, Risk, and Compliance Platforms 2011: Accountability and Integrated Oversight
December 20, 2010
6705
Market Surveillance Technology: Too Little, Definitely Too Late
October 14, 2010
6675
Commoditizing Low Latency Trading: Managed Services Makes a Splash
September 30, 2010
6673
FinReg’s Impact on Retail Brokerage and Proprietary Trading
June 30, 2010
6649
Leading Portfolio Systems, European Edition
June 22, 2010
6646
OTCD: Clearing the Road for Progress
June 9, 2010
6643
Liquidity Risk Management: Heed Regulations or Go Bust
May 17, 2010
6635
Multi-Asset Portfolio Systems, Update 2010

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