Vinod Jain

Vinod Jain

Senior Analyst

Areas of Expertise: Compliance, Customer Onboarding, Data Management, Post-Trade Processing and Technology, Regulations, Vendor Management

Vinod Jain is a senior analyst who supports the efforts of Aite-Novarica’s Capital Markets team, focusing on institutional trading operations, post-trade processing, audit and regulatory compliance, and data management across equity, fixed income, and OTC derivatives.

Mr. Jain brings to Aite-Novarica over 20 years of experience in the capital markets. He has authored articles in leading publications, participated in industry working groups, and moderated conference discussions. Mr. Jain is an expert at providing strategy and operations consulting, and he has worked in trade operations and conducted audit.

Most recently, Mr. Jain served as an advisory director and sales manager for ezops, a fintech firm specializing in data control in post-trade processing. He held various consulting roles at PwC, Headstrong (Genpact), and Wipro Technologies in leading strategy, operations, and regulatory transformation engagements for broker-dealers, asset managers, custody banks, and investment banks. He has also developed an advisory and domain consulting practice, partnered with market utilities and vendors, and negotiated contracts to provide consulting and advisory services. He has led the creation of technical intellectual property across audit, regulatory assurance and reporting, collateral management, and reconciliation.

Mr. Jain has also managed the transition of trust and securities process operations from the U.K. and Luxembourg to delivery centers in India. He started his professional career with National Security Depository Limited, India, conducting operations and compliance audits of stockbrokers, clearinghouses, and transfer agents.

He has an MBA in Finance from Pune University and is a member of The Institute of Cost Accountants of India.

Webinars

Thursday, May 20, 2021 | 1.00 p.m.
More than ever financial institutions of all sizes need automation, speed, transparency, scalability and accessibility. “Financial Services institutions in North America can successfully adopt Treasury as a Service, build a sustainable, future-proofed technology architecture and operating model...
Thursday, March 11, 2021 | 11 a.m. ET
A year in, the COVID-19 crisis and subsequent government responses continue to have a significant impact on the global economy. In this webinar moderated by Aite Group senior analyst Rodney Nelsestuen, 11 analysts will provide an overview of the pandemic’s effect across the financial...

Analyst Views

July 21, 2021
A data scientist’s dream is to get consistently clean, complete, accurate, and on-demand data sets—and in the form they can use. Data scientists measure and analyze multiple data sets including economic, social, market, environmental, and political information. Portfolio managers expect their data scientist teams to analyze large/disparate data sets within their models to provide the most...
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Events

Jun 15, 2021
Virtual Event
Jun 8-9, 2021
Virtual Event
The Digital Wealth & CX Tech Forum – Virtual is hosted by AltAssets and FinTech Global, sister companies with deep, long-standing relationships with financial institutions, investors and technology companies.

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